Date Filing Filer Description Download
Dec 24, 2014 4 CASSANI STEPHEN Statement of Changes in Beneficial Ownership
Dec 04, 2014 8-K Current report filing
Nov 20, 2014 8-K Current report filing
Nov 19, 2014 8-K Current report filing
Nov 06, 2014 4 LABE JAMES Statement of Changes in Beneficial Ownership
Nov 06, 2014 4 ZAGUNIS HAROLD F Statement of Changes in Beneficial Ownership
Nov 04, 2014 4 SRIVASTAVA SAJAL Statement of Changes in Beneficial Ownership
Oct 27, 2014 8-K Current report filing
Oct 27, 2014 10-Q Quarterly Report
Aug 22, 2014 N-2/A Securities Registration (close-end investment trust)
Aug 11, 2014 8-K Current report filing
Aug 11, 2014 8-K Current report filing
Aug 11, 2014 10-Q Quarterly Report
Jul 23, 2014 8-K Current report filing
Jul 16, 2014 SC 13G Statement of Ownership
Jul 15, 2014 4 BOATHOUSE ROW II L P Statement of Changes in Beneficial Ownership
Jul 15, 2014 4 BOATHOUSE ROW II L P Statement of Changes in Beneficial Ownership
Jul 15, 2014 3 BOATHOUSE ROW II L P Initial Statement of Beneficial Ownership
Jun 27, 2014 N-2 Securities Registration (close-end investment trust)
Jun 10, 2014 8-K Current report filing
May 20, 2014 8-K Current report filing
May 14, 2014 10-Q Quarterly Report
May 13, 2014 8-K Current report filing
Apr 02, 2014 8-K Current report filing
Apr 02, 2014 3 ZAGUNIS HAROLD F Initial Statement of Beneficial Ownership
Mar 17, 2014 D Small Company Offering and Sale of Securities Without Registration
Mar 14, 2014 40-17G Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940
Mar 11, 2014 497AD Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(e)
Mar 07, 2014 497 Definitive materials filed by investment companies.
Mar 06, 2014 497AD Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(e)
Mar 05, 2014 EFFECT Effectiveness Order
Mar 05, 2014 N-54A Notification of election to be subject to Sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to Section 54(a) of the Act
Mar 05, 2014 3 SPENCER HAROLD Initial Statement of Beneficial Ownership
Mar 05, 2014 3 RIZZO CARL M Initial Statement of Beneficial Ownership
Mar 05, 2014 3 LABE JAMES Initial Statement of Beneficial Ownership
Mar 05, 2014 3 SRIVASTAVA SAJAL Initial Statement of Beneficial Ownership
Mar 05, 2014 3 AHYE GILBERT Initial Statement of Beneficial Ownership
Mar 05, 2014 3 BIRD STEVEN Initial Statement of Beneficial Ownership
Mar 05, 2014 3 CASSANI STEPHEN Initial Statement of Beneficial Ownership
Mar 04, 2014 CERTNYS Certification by the New York Stock Exchange approving securities for listing
Mar 03, 2014 N-2/A Securities Registration (close-end investment trust)
Mar 03, 2014 8-A12B Securities Registration (section 12(b))
Feb 24, 2014 N-2/A Securities Registration (close-end investment trust)
Jan 22, 2014 N-2/A Securities Registration (close-end investment trust)